Unclaimed
Maurice Michael Seitter is a financial advisor at Fidelity Personal And Workplace Advisors. Maurice has been in the financial services industry since August 2007. Maurice has a wide range of experience in the financial services industry. Maurice has worked for several companies including Transamerica Investors Securities Corporation, Foreside Financial Services, LLC, Loring Ward Securities Inc., Hewitt Financial Services LLC and E*TRADE SECURITIES LLC. Maurice is licensed in 53 states and has a wide range of certifications including Series 66, Series 63, Series 53, Series 4, Series 24, Series 52TO, SIE and Series 7. Maurice specializes in working with individuals, businesses, and charitable organizations. Maurice is dedicated to providing the best possible financial advice to help clients reach their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/12/2022 - Present
Fidelity Personal AND Workplace Advisors (WEST SACRAMENTO CA)
NY
07/01/2019 - 04/12/2022
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
CA
10/29/2018 - 12/31/2018
FORESIDE FINANCIAL SERVICES, LLC (Sacramento CA)
CA
06/17/2016 - 10/29/2018
LORING WARD SECURITIES INC. (Sacramento CA)
CA
02/13/2008 - 06/03/2016
HEWITT FINANCIAL SERVICES LLC (SACRAMENTO CA)
NC
10/12/2006 - 12/04/2007
E*TRADE SECURITIES LLC (CHARLOTTE NC)
BOTH
Issued 07/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/09/2007
Series 4 - Registered Options Principal Examination
BC
Issued 05/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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