Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maurice? Claim Your ProfileMaurice Mathy is a financial advisor with Benjamin F. Edwards & Company, Inc.. Maurice has been in the financial industry since 1988, and has been registered with Benjamin F. Edwards & Company, Inc. since 2016. Previously, Maurice worked with Morgan Stanley and Citigroup Global Markets Inc. Maurice is a Series 65 and Series 63 licensed advisor and is licensed in various states across the U.S.. Maurice specializes in financial planning, pension consulting and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
06/15/2016 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
IL
06/01/2009 - 02/03/2016
MORGAN STANLEY (NAPERVILLE IL)
IL
09/10/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NAPERVILLE IL)
NY
07/19/1988 - 09/21/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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