Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maurice? Claim Your ProfileMaurice Whittaker is a financial advisor with over 15 years of experience in the financial services industry. Maurice is currently registered as an Investment Advisor Representative with Stansberry Asset Management, LLC. Maurice has held previous positions at E*TRADE Securities LLC, LORD ABBETT DISTRIBUTOR LLC, AXA ADVISORS, LLC, PFIC SECURITIES CORPORATION, and NATIONAL PLANNING CORPORATION. Maurice has a strong understanding of the financial markets and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
01/16/2023 - Present
Stansberry Asset Management, LLC (San Mateo CA)
CA
10/25/2017 - 06/11/2019
E*TRADE SECURITIES LLC (SAN FRANCISCO CA)
NJ
04/04/2014 - 08/07/2017
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NY
03/25/2008 - 04/01/2014
AXA ADVISORS, LLC (FLUSHING NY)
TN
08/25/2005 - 02/05/2007
PFIC SECURITIES CORPORATION (FRANKLIN TN)
CA
06/21/2004 - 08/01/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IA
Issued 01/14/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/18/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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