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Maurice Leon Ruhter

Transamerica Financial Advisors, Inc.

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About Maurice Leon Ruhter

Maurice Leon Ruhter is a financial advisor with over 20 years of experience in the industry. Maurice is currently registered with Transamerica Financial Advisors, Inc. and has held previous roles with WORLD GROUP SECURITIES, INC. and WADDELL & REED, INC. Maurice is licensed in Florida, Nebraska, and has held licenses in several other states. He has a wide range of experience in investment products and services, including securities, commodities, variable contracts, and insurance. Maurice has also provided tax preparation services as a part-time business.

Firm Information

Maurice Ruhter is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Maurice Ruhter’s Registration & Firm History

FL

01/02/2025 - Present

Transamerica Financial Advisors, Inc. (JACKSONVILLE FL)

FL

02/09/2010 - 01/06/2012

WORLD GROUP SECURITIES, INC. (JACKSONVILLE FL)

KS

12/23/1988 - 01/24/1996

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

IA

Issued 03/22/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/08/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/18/1995

Series 3 - National Commodity Futures Examination

BC

Issued 04/05/1989

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 03/11/1976

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maurice Leon Ruhter.
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