Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maurice? Claim Your ProfileMaurice L 'antwane Young is a financial advisor with Wells Fargo Clearing Services, LLC in ST. LOUIS, MO. Maurice Young has been in the financial services industry since 2009. Maurice Young has passed the Series 7, Series 10, Series 9 and Series 66 exams. Maurice Young specializes in portfolio management for individuals, financial planning, pension consulting, selection of other advisers, and investment consulting services to institutional clients. Maurice Young is also registered as an investment adviser representative in Missouri. Before Wells Fargo Clearing Services, LLC, Maurice Young was registered with First Clearing, LLC and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/22/2014 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
09/10/2014 - 11/22/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
03/21/2012 - 12/31/2013
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
05/08/2009 - 10/19/2011
EDWARD JONES (ST LOUIS MO)
BOTH
Issued 05/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/28/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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