Unclaimed
Maurice James Acriche is a registered representative of Commonwealth Financial Network. Maurice is a financial professional who has been in the industry since 1988. Maurice has experience with many different types of clients, including individuals, corporations, and charitable organizations. Maurice is committed to providing his clients with personalized financial advice and services. Maurice is registered to provide advisory services in 27 states, including New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2021 - Present
Commonwealth Financial Network (GARDEN CITY NY)
NY
10/10/2000 - 07/30/2007
AXA ADVISORS, LLC (WOODBURY NY)
NY
01/13/2000 - 03/31/2000
MASON HILL & CO., INC. (NEW YORK NY)
NY
01/20/1997 - 10/29/1997
CARLIN EQUITIES CORP. (NEW YORK NY)
NY
05/15/1996 - 01/22/1997
MASON HILL & CO., INC. (NEW YORK NY)
NY
12/13/1993 - 01/25/1996
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
NY
07/31/1993 - 12/23/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
04/09/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/10/1991 - 07/13/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/01/1990 - 04/01/1991
JESUP, JOSEPHTHAL SECURITIES CO., INC.
NA
03/15/1989 - 01/30/1990
J. T. MORAN & CO., INC.
NA
01/02/1990 - 01/29/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
12/12/1989 - 01/02/1990
MOORE & SCHLEY, CAMERON & CO.
NY
01/23/1985 - 04/13/1989
MCLAUGHLIN, PIVEN, VOGEL INC. (NEW YORK NY)
BOTH
Issued 10/17/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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