Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maurice? Claim Your ProfileMaurice Gerard Schutte is a financial advisor with over 25 years of experience in the industry. Maurice is currently registered with Stifel, Nicolaus & Company, Inc. and has previously held positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC. and Morgan Stanley DW Inc. Maurice specializes in providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/02/2021 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
MO
10/23/2009 - 08/04/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRONTENAC MO)
MO
01/13/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NY
09/12/1997 - 01/14/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/17/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2001
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 09/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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