Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maurice? Claim Your ProfileMaurice Bradshaw is a financial advisor with over 20 years of experience in the industry. Maurice is currently registered with UBS Financial Services Inc. and holds the Series 7, Series 63, and Series 65 licenses. Maurice has a history of working for several reputable firms such as BEAR, STEARNS & CO. INC., ADVEST, INC., RBC DAIN RAUSCHER INC., TUCKER ANTHONY INCORPORATED, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Maurice provides financial planning, portfolio management, and other advisory services to a wide range of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
11/09/2007 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
12/06/2005 - 11/15/2007
BEAR, STEARNS & CO. INC. (BOSTON MA)
CT
03/05/2002 - 12/21/2005
ADVEST, INC. (HARTFORD CT)
NY
03/09/2002 - 03/21/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
02/23/2000 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
05/08/1996 - 07/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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