Unclaimed
Maurice Springer is a financial advisor with Allstate Financial Services, LLC. Maurice is registered with FINRA and the state of Virginia. Maurice Springer is also registered in Maryland and the District of Columbia. Maurice has been in the securities industry since May 30, 2000. Maurice has passed the Series 6, Series 63, and Series 26 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
05/10/2019 - Present
Allstate Financial Services, LLC (Vienna VA)
VA
04/11/2017 - 05/03/2019
PRUCO SECURITIES, LLC. (VIENNA VA)
NY
03/29/1999 - 02/12/2016
NYLIFE SECURITIES LLC (SLEEPY HOLLOW NY)
BC
Issued 01/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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FINRA
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