Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maurice? Claim Your ProfileMaurice Anthony Valdivieso is a financial advisor with Ameriprise Financial Services, LLC, registered in Texas since 2017. Previously, Maurice was with Wells Fargo Clearing Services, LLC, UBS Financial Services Inc. and Piper Jaffray & Co. Maurice Anthony Valdivieso has experience in the financial services industry since 1984. Maurice holds the Series 7, Series 63 and Series 65 securities licenses. Maurice is also registered with the State of Texas for investment advisory services. Maurice's areas of specialization include retirement planning, mutual funds, stocks, insurance and asset allocation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OR
09/01/2017 - Present
Ameriprise Financial Services, LLC (Portland OR)
OR
04/27/2007 - 09/05/2017
WELLS FARGO CLEARING SERVICES, LLC (LAKE OSWEGO OR)
OR
08/12/2006 - 05/15/2007
UBS FINANCIAL SERVICES INC. (PORTLAND OR)
OR
02/16/2001 - 08/12/2006
PIPER JAFFRAY & CO. (PORTLAND OR)
NY
10/30/1995 - 02/22/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
03/01/1984 - 10/18/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 11/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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