Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maurice? Claim Your ProfileMaurice Anthony Swaby is a financial advisor registered with PFS Investments Inc. Maurice has been in the industry since 2001. Maurice is registered to provide financial advice in Connecticut, Florida, New Jersey, New York, Pennsylvania, and Texas. Maurice is licensed to provide services in Investment Company Products/Variable Contracts. Maurice's primary office is located in Brooklyn, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
01/10/2006 - Present
PFS Investments Inc. (BROOKLYN NY)
GA
06/13/2001 - 12/31/2005
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 09/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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