Unclaimed
Maurice A Rouquette is a financial advisor with over 17 years of experience in the industry. Maurice is currently registered with Cetera Investment Advisers LLC in Slidell, LA. Maurice has previously worked with W&S Brokerage Services, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Maurice has passed the Series 6, Series 6TO, and Series 63 exams, as well as the Securities Industry Essentials (SIE) exam. Maurice is registered as a registered representative in the state of Louisiana. Maurice specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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LA
01/27/2025 - Present
Cetera Investment Advisers LLC (SLIDELL LA)
LA
03/01/2021 - 01/02/2024
W&S BROKERAGE SERVICES, INC. (Harvey LA)
LA
07/11/2006 - 10/12/2010
METLIFE SECURITIES INC. (METAIRIE LA)
LA
07/11/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (METAIRIE LA)
BC
Issued 04/24/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/04/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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