Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mauri? Claim Your ProfileMauri Hendrickson is an investment advisor representative with Ameriprise Financial Services, LLC. Mauri has over 30 years of experience in the financial services industry, having previously worked at firms such as Raymond James & Associates, Inc., Wedbush Securities Inc., Crowell, Weedon & Co., The Seidler Companies Incorporated, Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mauri is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 8, Series 9, Series 10, Series 31, Series 63, and Series 65 license. Mauri currently provides investment advisory services to individuals, corporations, and other entities, including trusts, estates, insurance companies, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/03/2024 - Present
Ameriprise Financial Services, LLC (Newport Beach CA)
CA
09/26/2014 - 05/10/2024
RAYMOND JAMES & ASSOCIATES, INC. (NEWPORT BEACH CA)
CA
11/19/2008 - 09/29/2014
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
CA
12/07/2006 - 11/18/2008
CROWELL, WEEDON & CO. (IRVINE CA)
CA
04/29/2005 - 12/07/2006
THE SEIDLER COMPANIES INCORPORATED (IRVINE CA)
NY
03/22/2002 - 05/02/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/12/1991 - 03/18/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/10/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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