Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen T. Parker is a financial advisor currently registered with Charles Schwab & CO., INC. Maureen is a Series 66 and Series 63 licensed professional, having started their career in the financial industry on March 2, 1997. Maureen has had previous employment with several large firms in the financial industry. Maureen also serves as a member of the Action Council for the Saratoga Performing Arts Center.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NY
02/28/2023 - Present
Charles Schwab & CO., Inc. (Saratoga Springs NY)
NY
06/10/2011 - 11/07/2016
MORGAN STANLEY (SARATOGA SPRINGS NY)
NY
05/31/2007 - 06/15/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLIFTON PARK NY)
NY
09/22/1998 - 10/10/2000
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
02/08/1996 - 09/24/1998
PUNK, ZIEGEL & COMPANY, L.P. (NEW YORK NY)
OH
04/08/1994 - 11/28/1995
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
IL
09/18/1991 - 03/01/1994
CONNING & COMPANY (OAKBROOK TERRACE IL)
RI
03/20/1990 - 09/09/1991
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 7/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/5/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/16/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/25/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/30/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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