Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen T. Parker is a financial advisor with Charles Schwab & CO., Inc. Maureen has over 25 years of experience in the financial services industry. Maureen holds the Series 63, 66, 7, 9, 10 and SIE securities licenses and is registered with the following states: Alabama, Alaska, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington. Maureen was previously employed by Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Lyonnais Securities (USA), Inc., Punk, Ziegal & Company, L.P., McDonald & Company Securities, Inc., Conning & Company, and Fidelity Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NY
02/28/2023 - Present
Charles Schwab & CO., Inc. (Saratoga Springs NY)
NY
06/10/2011 - 11/07/2016
MORGAN STANLEY (SARATOGA SPRINGS NY)
NY
05/31/2007 - 06/15/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLIFTON PARK NY)
NY
09/22/1998 - 10/10/2000
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
02/08/1996 - 09/24/1998
PUNK, ZIEGEL & COMPANY, L.P. (NEW YORK NY)
OH
04/08/1994 - 11/28/1995
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
IL
09/18/1991 - 03/01/1994
CONNING & COMPANY (OAKBROOK TERRACE IL)
RI
03/20/1990 - 09/09/1991
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 07/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/25/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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