Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen Sullivan is a financial professional with over 16 years of experience in the industry. Maureen currently works at Invesco Distributors, Inc. in New York, NY. Maureen has a broad range of experience working in a variety of financial institutions including OppenheimerFunds Distributor, Inc., J.P. Morgan Institutional Investments Inc., and JPMorgan Distribution Services, Inc. Maureen holds the Series 6, 7, and 63 licenses as well as the SIE exam. Maureen is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/25/2019 - Present
Invesco Distributors, Inc. (NEW YORK NY)
NY
09/24/2014 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
02/11/2013 - 09/11/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
08/12/2011 - 02/05/2013
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
NY
12/19/2006 - 07/18/2011
MBSC SECURITIES CORPORATION (UNIONDALE NY)
BC
Issued 01/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/18/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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