Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen Stevens Ault is a financial professional with over 30 years of experience in the industry. Maureen is currently registered with SPC and holds a variety of licenses and certifications, including Series 6, 7, 24, 63, and 65. She is also a Certified Financial Planner and has a strong track record of providing financial advice to individuals, families, and businesses. Prior to joining SPC, Maureen worked for National Planning Corporation and H.D. Vest Investment Services. Maureen is dedicated to helping clients reach their financial goals and providing them with the personalized guidance they need to make informed decisions about their money.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
CA
10/31/2017 - Present
SPC (Costa Mesa CA)
CA
01/02/2004 - 11/02/2017
NATIONAL PLANNING CORPORATION (COSTA MESA CA)
TX
03/04/1994 - 01/30/2004
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
IA
Issued 06/29/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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