Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen Pendery is a financial professional with over 10 years of experience in the financial services industry. Maureen is currently registered with Janus Henderson Distributors US LLC and is licensed to offer securities and investment advisory services in 20 states and the District of Columbia. Previously, Maureen was registered with Morgan Stanley, Nuveen Securities, LLC, and Transamerica Capital, Inc. Maureen holds the Series 6, 7, 63, and 66 securities licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/16/2019 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CO
07/12/2016 - 08/19/2019
MORGAN STANLEY (DENVER CO)
IL
09/18/2015 - 07/13/2016
NUVEEN SECURITIES, LLC (CHICAGO IL)
CO
02/13/2013 - 07/29/2015
TRANSAMERICA CAPITAL, INC. (DENVER CO)
BOTH
Issued 09/24/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/12/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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