Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen Quigley Ragsdale is an investment advisor representative with Wells Fargo Clearing Services, LLC in FRONTENAC, MO. Maureen has been in the financial services industry since 2008. Maureen has passed the Series 7, Series 31, Series 66, and SIE exams. Maureen is registered in 45 states and 2 states for investment advisor services. Maureen has experience with Morgan Stanley Smith Barney and Morgan Stanley & Co. Incorporated. Maureen has experience providing investment consulting services to institutional clients. Maureen’s background also includes experience with investment management for individuals and businesses and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/15/2011 - Present
Wells Fargo Clearing Services, LLC (FRONTENAC MO)
MO
06/01/2009 - 11/22/2011
MORGAN STANLEY SMITH BARNEY (ST. LOUIS MO)
MO
05/13/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ST. LOUIS MO)
BOTH
Issued 10/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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