Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen Oneill Dowling has been in the financial services industry since 1989 and is currently a Registered Representative and Investment Advisor Representative for KEY Investment Services LLC. Maureen is registered to provide investment advice in New York. Maureen has worked for a number of other firms including HSBC Securities (USA) INC., HSBC Brokerage (USA) INC., M&T Securities, INC., Liberty Securities Corporation, MONY Securities Corp., and The Mutual Life Insurance Company of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/26/2021 - Present
KEY Investment Services LLC (Fairport NY)
NY
01/01/2005 - 07/11/2012
HSBC SECURITIES (USA) INC. (ROCHESTER NY)
NY
04/14/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MD
06/20/1997 - 04/01/2003
M&T SECURITIES, INC. (BALTIMORE MD)
NY
10/11/1996 - 06/17/1997
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
09/20/1989 - 10/07/1996
MONY SECURITIES CORP. (NEW YORK NY)
NY
09/20/1989 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
IA
Issued 11/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/08/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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