linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Maureen Nobile

Santander US Capital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Maureen? Claim Your Profile

About Maureen Nobile

Maureen Nobile is a financial professional with over 10 years of experience in the industry. Maureen currently holds registrations with Santander US Capital Markets LLC and previously held registrations with Deutsche Bank Securities Inc., Sanford C. Bernstein & Co., LLC, BNY Mellon Capital Markets, LLC, BNY Capital Markets Inc., and Barclays Capital Inc. Maureen has a broad range of licenses and has successfully passed several industry exams including the Series 7, 3, 63, 9, 10, 7TO, 99TO, and SIE. Maureen is currently registered with the state of New York.

Firm Information

Maureen Nobile is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Maureen Nobile’s Registration & Firm History

NY

01/24/2024 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

04/18/2022 - 01/02/2024

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

11/17/2010 - 12/02/2011

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

04/30/2008 - 11/09/2010

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

06/10/2005 - 04/30/2008

BNY CAPITAL MARKETS INC. (NEW YORK NY)

NY

03/05/2002 - 06/30/2003

BARCLAYS CAPITAL INC. (NEW YORK NY)

Not sure if Maureen Nobile is right for you?

Licenses & Designations

BC

Issued 06/05/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/01/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/04/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/03/2023

Series 7TO - General Securities Representative Examination

BC

Issued 04/18/2022

Series 99TO - Operations Professional Examination

BC

Issued 04/11/2022

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2002

Series 3 - National Commodity Futures Examination

BC

Issued 03/04/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Maureen Nobile. Review regulatory record here.
Not sure if Maureen Nobile is right for you?