Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen McGauley is a financial professional with over 20 years of experience in the industry. Maureen is a registered representative with Wells Fargo Clearing Services, LLC, where she has been employed since 2012. Prior to that, Maureen held positions with Wells Fargo Securities, LLC and Wachovia Securities, LLC. Maureen holds the Series 7, Series 24, Series 55 and Series 63 securities licenses, as well as the SIE exam. Maureen specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/11/2012 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
07/01/2003 - 07/08/2009
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MO
12/05/2000 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 12/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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