Unclaimed
Maureen Mc elroy Appt has been in the financial services industry since 2002. Maureen is currently registered with Alliance-ONE Investments, LLC and has been registered with them since August 11, 2017. Maureen holds a Series 6 license, which allows her to sell investment company products and variable contracts. Maureen also holds the Securities Industry Essentials (SIE) exam, which is a requirement for all individuals seeking to enter the securities industry. Prior to joining Alliance-ONE Investments, LLC, Maureen was registered with MetLife Investors Distribution Company, MetLife Securities Inc., New England Securities, and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
08/11/2017 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
RI
04/15/2015 - 08/11/2017
METLIFE INVESTORS DISTRIBUTION COMPANY (WARWICK RI)
RI
08/30/2002 - 04/16/2015
METLIFE SECURITIES INC. (WARWICK RI)
RI
12/05/2002 - 01/02/2015
NEW ENGLAND SECURITIES (WARWICK RI)
RI
08/30/2002 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WARWICK RI)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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