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Maureen Mary Carney

Morgan Stanley

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About Maureen Mary Carney

Maureen Carney is a financial advisor with Morgan Stanley. Maureen has been in the financial industry for over 30 years, and has a broad range of experience in investment management and financial planning. She has worked at several firms, including Morgan Stanley, Deloitte Corporate Finance, and Hightower Securities. Maureen is registered as a broker-dealer in several states, including Illinois, Texas, and New York.

Firm Information

Maureen Carney is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Maureen Carney’s Registration & Firm History

IL

02/19/2020 - Present

Morgan Stanley (Chicago IL)

IL

03/08/2017 - 07/17/2017

DELOITTE CORPORATE FINANCE LLC (CHICAGO IL)

IL

07/13/2012 - 06/20/2016

HIGHTOWER SECURITIES, LLC (CHICAGO IL)

IL

06/01/2009 - 07/17/2012

MORGAN STANLEY SMITH BARNEY (DEERFIELD IL)

IL

08/01/2008 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (DEERFIELD IL)

IL

04/02/2007 - 07/11/2008

MORGAN STANLEY & CO. INCORPORATED (WINNETKA IL)

IL

10/16/2006 - 04/02/2007

MORGAN STANLEY DW INC. (WINNETKA IL)

CT

08/27/2004 - 09/15/2006

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

IL

01/09/2004 - 05/27/2004

NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)

IL

09/01/2000 - 06/30/2003

FIRST ANALYSIS SECURITIES CORPORATION (CHICAGO IL)

OH

07/30/1999 - 08/31/2000

HUTCHINSON, SHOCKEY, ERLEY & CO. (COLUMBUS OH)

NY

09/19/1995 - 07/02/1999

VECTOR SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

04/20/1994 - 01/05/1995

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

06/29/1992 - 03/10/1994

BEAR, STEARNS & CO. INC. (NEW YORK NY)

IL

08/29/1986 - 10/08/1991

HARRIS INVESTORS DIRECT, INC. (CHICAGO IL)

NA

09/22/1983 - 05/08/1986

H. A. BRANDT & ASSOCIATES, INC

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Licenses & Designations

BOTH

Issued 08/04/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/17/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/10/1989

Series 4 - Registered Options Principal Examination

BC

Issued 10/03/1988

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Maureen Mary Carney.
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