Unclaimed
Maureen Marie Sullivan is a financial advisor with Empower Financial Services, Inc., registered in Massachusetts. Maureen Sullivan has been in the industry since September 22, 2016 and holds the Series 6, Series 63 and SIE licenses. Maureen Sullivan was previously registered with MML Distributors, LLC, People's Securities, Inc. and Infinex Investments, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/04/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CT
08/31/2020 - 01/04/2021
MML DISTRIBUTORS, LLC (ENFIELD CT)
MA
12/05/2019 - 08/19/2020
PEOPLE'S SECURITIES, INC. (Holyoke MA)
MA
09/12/2016 - 12/05/2019
INFINEX INVESTMENTS, INC. (Holyoke MA)
BC
Issued 10/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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