Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen MacOmber is a financial advisor with over 20 years of experience in the industry. She is currently registered with Raymond James & Associates, Inc. and previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc. Maureen holds Series 7, Series 63, and Series 65 licenses, and she is experienced in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/21/2016 - Present
Raymond James & Associates, Inc. (Ridgefield CT)
NY
10/19/2007 - 10/25/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MOUNT KISCO NY)
NY
02/14/2000 - 10/29/2007
CITIGROUP GLOBAL MARKETS INC. (CARMEL NY)
SC
04/30/1998 - 03/07/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
03/06/1997 - 03/18/1998
GARY GOLDBERG & CO., INC. (SUFFERN NY)
MN
12/09/1996 - 02/04/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/09/1996 - 02/04/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 07/10/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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