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Maureen Margaret Egan

B. C. Ziegler AND Co.

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About Maureen Margaret Egan

Maureen Egan is a registered representative with B. C. Ziegler AND Co. in Chicago, IL. Maureen has been in the industry since September 1999 and has a Series 6, 7, 52TO, and SIE license. Maureen is also registered in Illinois and has a Series 63 license. Previously, Maureen worked for Van Kampen Funds Inc. in Houston, TX.

Firm Information

Maureen Egan is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maureen Egan’s Registration & Firm History

IL

08/06/2001 - Present

B. C. Ziegler AND Co. (CHICAGO IL)

TX

08/14/1999 - 06/20/2001

VAN KAMPEN FUNDS INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 05/17/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2001

Series 7 - General Securities Representative Examination

BC

Issued 08/09/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maureen Margaret Egan.
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