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Maureen Kathrynne Grady

Icapital Markets LLC

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About Maureen Kathrynne Grady

Maureen Kathrynne Grady is a financial professional with over 8 years of experience in the industry. Maureen is currently registered with ICapital Markets LLC and holds Series 6, 7TO, and 63 licenses. Maureen has previously worked at Simon Markets LLC and Lincoln Financial Distributors, Inc.. Maureen is licensed to conduct business in New York and Ohio.

Firm Information

Maureen Grady is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maureen Grady’s Registration & Firm History

NY

12/08/2023 - Present

Icapital Markets LLC (NEW YORK NY)

NY

07/26/2019 - 12/01/2023

SIMON MARKETS LLC (New York NY)

PA

02/12/2015 - 08/17/2015

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

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Licenses & Designations

BC

Issued 08/09/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/17/2015

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maureen Kathrynne Grady.
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