Unclaimed
Maureen Kathrynne Grady is a financial professional with over 8 years of experience in the industry. Maureen is currently registered with ICapital Markets LLC and holds Series 6, 7TO, and 63 licenses. Maureen has previously worked at Simon Markets LLC and Lincoln Financial Distributors, Inc.. Maureen is licensed to conduct business in New York and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/08/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
07/26/2019 - 12/01/2023
SIMON MARKETS LLC (New York NY)
PA
02/12/2015 - 08/17/2015
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
BC
Issued 08/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/17/2015
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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