Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen Carr is a financial advisor with over 23 years of experience in the industry. Maureen is currently registered with J.P. Morgan Securities LLC and is licensed in 53 states and 2 territories. Maureen has previously worked with firms such as Morgan Stanley, NatCity Investments, Inc. and Ameriprise Financial Services, Inc. Maureen is a Series 7, 9, 10, 63 and 65 licensed professional. Maureen is a registered Investment Advisor Representative and is able to provide financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
01/06/2016 - Present
J.p. Morgan Securities LLC (Westerville OH)
OH
02/25/2011 - 12/04/2013
MORGAN STANLEY (COLUMBUS OH)
OH
07/08/2008 - 03/19/2009
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
06/19/2007 - 06/17/2008
CHASE INVESTMENT SERVICES CORP. (BOARDMAN OH)
OH
02/17/2005 - 03/27/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MAYFIELD HEIGHTS OH)
MN
02/17/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
TN
07/06/2000 - 01/25/2005
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
OH
09/16/1998 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NY
05/28/1996 - 07/24/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/17/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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