Unclaimed
Maureen Dodd is a financial advisor with over 14 years of experience in the industry. Maureen has a wide range of experience and expertise in various financial services, including financial planning, pension consulting, and selection of other advisors. Maureen is currently registered with Rockefeller Financial LLC. Previously, Maureen was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Stifel, Nicolaus & Company, Incorporated, and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
01/12/2024 - Present
Rockefeller Financial LLC (Chicago IL)
MI
02/10/2020 - 01/16/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GRAND RAPIDS MI)
OH
02/14/2019 - 11/08/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CINCINNATI OH)
OH
08/25/2009 - 02/13/2019
MORGAN STANLEY (CINCINNATI OH)
BOTH
Issued 02/01/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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