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Maureen Joann D'amico

Northwestern Mutual Investment Services, LLC

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About Maureen Joann D'amico

Maureen Joann D'amico is a financial advisor based in Melville, NY. Maureen is a registered representative of Northwestern Mutual Investment Services, LLC, which is a broker-dealer and investment advisor. Maureen has been in the financial services industry since 1994.

Firm Information

Maureen D'amico is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Maureen D'amico’s Registration & Firm History

NY

10/19/2007 - Present

Northwestern Mutual Investment Services, LLC (MELVILLE NY)

NY

08/14/2006 - 07/03/2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MELVILLE NY)

NY

02/17/2004 - 07/18/2006

PFM FUND DISTRIBUTORS, INC. (BOHEMIA NY)

CT

06/20/1997 - 02/19/2004

AMBAC SECURITIES, INC (GREENWICH CT)

NA

01/28/1997 - 06/20/1997

CADRE SECURITIES, INC.

NA

10/05/1992 - 06/08/1995

CADRE SECURITIES, INC.

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Licenses & Designations

BC

Issued 12/21/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2001

Series 7 - General Securities Representative Examination

BC

Issued 01/27/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Maureen Joann D'amico. Review regulatory record here.
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