Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen Hoofard is a financial advisor with over 20 years of experience in the industry. Maureen is currently registered with Raymond James & Associates, Inc. and has previously worked at Paine Webber Incorporated, Morgan Keegan & Company, Inc. and Smith Barney, Harris Upham & Co., Incorporated. Maureen holds Series 7, Series 8, Series 63, and Series 7TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/31/2020 - Present
Raymond James & Associates, Inc. (DALLAS TX)
NJ
06/21/1999 - 02/14/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
TN
12/19/1996 - 06/13/1997
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NJ
10/05/1992 - 11/29/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/15/1991 - 09/11/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 02/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/31/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/13/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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