Unclaimed
Maureen Freeman Obrien is a financial advisor with LPL Financial LLC. Maureen has been a registered representative since December 1989 and is licensed to offer securities and investment advice in 26 states. Maureen has a Series 6, 7, 24, 63 and 65. Maureen has worked at several other firms including FIRST HEARTLAND CAPITAL, INC., MML INVESTORS SERVICES, INC., EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
05/01/2014 - Present
LPL Financial LLC (ALEXANDRIA VA)
DC
07/09/1997 - 11/09/2007
FIRST HEARTLAND CAPITAL, INC. (WASHINGTON DC)
MA
08/30/1990 - 07/02/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
12/13/1989 - 09/07/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
12/13/1989 - 09/07/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 04/30/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1991
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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