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Maureen Elizabeth Gurghigian

Hilltop Securities Inc.

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About Maureen Elizabeth Gurghigian

Maureen Elizabeth Gurghigian is a registered representative and investment advisor with Hilltop Securities Inc., an investment advisor firm located in Dallas, Texas. Maureen has been in the industry since 1991. Maureen specializes in financial planning, portfolio management for individuals and publishes periodicals. In addition to the firm's main office in Dallas, Maureen works out of the Hilltop Securities Inc. branch office in Lincoln, Rhode Island.

Firm Information

Maureen Gurghigian is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Maureen Gurghigian’s Registration & Firm History

RI

01/22/2016 - Present

Hilltop Securities Inc. (LINCOLN RI)

RI

06/15/2001 - 01/22/2016

FIRST SOUTHWEST COMPANY, LLC (LINCOLN RI)

TX

02/02/1998 - 12/31/2000

FLEET SECURITIES, INC. (DALLAS TX)

NY

04/25/1991 - 02/02/1998

FLEET SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/29/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/1993

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 08/11/1987

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maureen Elizabeth Gurghigian.
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