Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen Dunning is a financial advisor at Edward Jones. Maureen has been working in the financial services industry since 1992. Maureen has experience in a variety of financial services roles, including working with Pruco Securities, Raymond James & Associates, Inc., and Sentinel Financial Services Company. Maureen holds multiple licenses and registrations, including Series 6, 7, 63, and 66. Maureen is registered to provide investment advice in multiple states including Delaware, Texas, Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Kansas, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Utah, Virginia, Washington, and Wisconsin. Maureen is also a partner in the Crooked Hammock Brewery.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DE
02/12/2024 - Present
Edward Jones (HOCKESSIN DE)
DE
04/05/2022 - 02/08/2024
PRUCO SECURITIES, LLC. (Greenville DE)
DE
05/11/1994 - 04/04/2022
RAYMOND JAMES & ASSOCIATES, INC. (GREENVILLE DE)
VT
04/01/1993 - 09/10/1994
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
PA
04/06/1992 - 03/26/1993
PROVIDENTMUTUAL FINANCIAL SERVICES, INC. (PHILADELPHIA PA)
BOTH
Issued 05/17/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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