Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen Kozak is a financial advisor with Nations Financial Group, Inc. Maureen has been in the financial services industry since 1992. Maureen is a CERTIFIED FINANCIAL PLANNER™ professional and has earned Series 7, 9, 10, 31, and 65 securities licenses, as well as a Series 63 license. Maureen has been registered as a Registered Representative with FINRA since 2000 and is registered with the state of Pennsylvania for investment advisor representation. Maureen also has a Series 65 license and has been registered with the state of Pennsylvania for investment advisor representation since 2008. Maureen's previous experience includes working with Wells Fargo Advisors Financial Network, LLC, Wachovia Securities, LLC, and Prudential Securities Incorporated. Maureen offers a wide range of financial services to individuals, corporations, and charitable organizations, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
02/28/2023 - Present
Nations Financial Group, Inc. (CEDAR RAPIDS IA)
PA
03/14/2008 - 09/11/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WAYNE PA)
PA
07/01/2003 - 03/18/2008
WACHOVIA SECURITIES, LLC (RADNOR PA)
NY
03/20/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
07/21/1987 - 12/13/1994
PRUDENTIAL SECURITIES INCORPORATED
IA
Issued 04/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/05/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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