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Maureen Anne Ziegler

Marex Capital Markets Inc.

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About Maureen Anne Ziegler

Maureen Ziegler is a financial professional with over 20 years of experience in the securities industry. Maureen has a strong background in financial markets, with experience in various financial institutions, including MF Global Inc., Refco Securities, LLC, Dresdner Kleinwort Benson North America LLC, Dresdner Securities (USA) Inc., and Barclays de Zoete Wedd Securities Inc. Currently, Maureen is registered with Marex Capital Markets Inc. and holds the Series 3, 7, and SIE licenses, along with the Series 63 license.

Firm Information

Maureen Ziegler is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maureen Ziegler’s Registration & Firm History

NY

08/27/2018 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NY

01/12/2006 - 06/07/2010

MF GLOBAL INC. (NEW YORK NY)

NY

12/21/1999 - 12/31/2005

REFCO SECURITIES, LLC (NEW YORK NY)

NY

12/17/1996 - 09/30/1999

DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (NEW YORK NY)

NY

05/09/1995 - 12/17/1996

DRESDNER SECURITIES (USA) INC. (NEW YORK NY)

NY

03/09/1994 - 05/12/1995

BARCLAYS DE ZOETE WEDD SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/28/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2018

Series 7 - General Securities Representative Examination

BC

Issued 10/24/1994

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Maureen Anne Ziegler.
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