Unclaimed
Maureen Anne Shires is a registered representative with Fidelity Brokerage Services LLC and has been in the securities industry since 2014. Maureen holds Series 7 and Series 63 licenses. Prior to joining Fidelity Brokerage Services LLC, Maureen worked at ROBERT W. BAIRD & CO. INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, and FIRST EMPIRE SECURITIES, INC.. Maureen is registered to sell securities in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
11/08/2021 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
NY
03/16/2020 - 04/07/2021
ROBERT W. BAIRD & CO. INCORPORATED (New York NY)
NY
03/15/2019 - 10/25/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (HAUPPAUGE NY)
NY
11/28/2017 - 03/15/2019
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
06/07/1993 - 05/29/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 01/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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