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Maureen Ann Witt

Raymond James Financial Services, Inc.

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About Maureen Ann Witt

Maureen Witt is a financial advisor with over 30 years of experience in the industry. Maureen is registered with Raymond James Financial Services, Inc. and Raymond James & Associates, Inc. Maureen has a strong background in municipal securities and has held various roles at several firms, including RBC Capital Markets Corporation and William R. Hough & Co. Maureen holds Series 7, 52, 53, and 63 licenses.

Firm Information

Maureen Witt is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maureen Witt’s Registration & Firm History

FL

04/11/2019 - Present

Raymond James Financial Services, Inc. (ST PETERSBURG FL)

FL

10/03/2014 - 01/23/2015

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

FL

05/30/2013 - 03/28/2014

MBS CAPITAL MARKETS, LLC (TAMPA FL)

IL

01/07/2010 - 05/23/2013

RAYMOND JAMES & ASSOCIATES, INC. (CHICAGO IL)

FL

02/27/2004 - 07/10/2008

RBC CAPITAL MARKETS CORPORATION (ST. PETERSBURG FL)

FL

02/15/1990 - 02/27/2004

WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)

FL

09/17/1984 - 02/09/1990

ARCH W. ROBERTS & CO. (GAINESVILLE FL)

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Licenses & Designations

BC

Issued 01/21/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/14/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/1987

Series 7 - General Securities Representative Examination

BC

Issued 09/14/1984

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Maureen Ann Witt.
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