Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen Alice MacK is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. She is a Series 66 and Series 63 licensed professional and has been working in the industry since 1998. Maureen has been a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2015. Prior to that, she was employed at J.P. MORGAN SECURITIES LLC and DAVID LERNER ASSOCIATES, INC. Maureen is registered to provide investment advisory services in 36 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/09/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MELVILLE NY)
NY
02/03/2009 - 10/15/2015
J.P. MORGAN SECURITIES LLC (new york NY)
NY
06/27/2007 - 01/09/2009
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
CA
01/30/1992 - 04/18/1996
LIQUIDITY FINANCIAL ADVISORS, INC (EMERYVILLE CA)
NY
12/04/1985 - 01/22/1990
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
11/21/1984 - 11/25/1985
E. F. HUTTON & COMPANY INC
BOTH
Issued 04/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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