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Maureen A Pelzel

Charles Schwab & CO., Inc.

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About Maureen A Pelzel

Maureen A Pelzel is a financial advisor with Charles Schwab & Co., Inc. Maureen has been in the financial services industry since 1998. Maureen has a strong background in financial planning and investment management. Maureen holds the Series 7, Series 9, Series 10, and Series 63 securities licenses. Maureen also holds the Securities Industry Essentials (SIE) exam. Maureen is registered with the state of California and Colorado. Maureen has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Maureen Pelzel is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Maureen Pelzel’s Registration & Firm History

CO

09/22/2011 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

TX

04/09/1990 - 02/04/2003

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 10/06/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/29/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/08/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/13/1993

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Maureen A Pelzel.
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