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Maureen A Odonnell

Northwestern Mutual Investment Services, LLC

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About Maureen A Odonnell

Maureen Odonnell is a financial professional with over 30 years of experience in the financial services industry. Maureen is currently registered with Northwestern Mutual Investment Services, LLC and has previously been registered with Robert W. Baird & Co. Incorporated. Maureen is licensed in 16 states and holds multiple professional licenses. Maureen is a dedicated professional with a strong track record of providing personalized financial advice to her clients. Maureen is committed to helping her clients achieve their financial goals and objectives.

Firm Information

Maureen Odonnell is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

400 BROADHOLLOW RD

MELVILLE, NY 11747

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Maureen Odonnell’s Registration & Firm History

NY

04/23/2012 - Present

Northwestern Mutual Investment Services, LLC (MELVILLE NY)

WI

07/25/1990 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 4/20/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/30/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/3/2013

Series 7 - General Securities Representative Examination

BC

Issued 6/7/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Maureen A Odonnell. Review regulatory record here.
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