Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maureen? Claim Your ProfileMaureen Gallagher is an investment advisor representative with J.p. Morgan Securities LLC. Maureen has been in the financial industry since 1990 and has a broad range of experience in investment advisory services. She has held prior positions at Morgan Stanley, UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, and Investors Capital Corp. Maureen holds several licenses, including Series 7, 9, 10, 52TO, 63, and 66. Maureen is registered to provide investment advice in 53 states and the District of Columbia. She is also registered to provide investment advice in Texas and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
08/02/2024 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
07/13/2022 - 07/02/2024
MORGAN STANLEY (Walnut Creek CA)
CA
09/16/2021 - 06/22/2022
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
CA
02/11/2019 - 09/21/2021
MORGAN STANLEY (San Francisco CA)
PA
04/24/2015 - 01/29/2019
WELLS FARGO CLEARING SERVICES, LLC (DOYLESTOWN PA)
PA
02/19/2014 - 04/08/2015
INVESTORS CAPITAL CORP. (HORSHAM PA)
PA
10/24/2011 - 05/14/2013
VANGUARD MARKETING CORPORATION (MALVERN PA)
PA
06/16/2008 - 12/17/2009
LINCOLN INVESTMENT (FORT WASHINGTON PA)
PA
04/02/2007 - 06/16/2008
MORGAN STANLEY & CO. INCORPORATED (JENKINTOWN PA)
PA
01/05/2007 - 04/02/2007
MORGAN STANLEY DW INC. (JENKINTOWN PA)
NJ
07/26/2006 - 12/18/2006
BCG SECURITIES, INC. (CHERRY HILL NJ)
NY
02/21/1996 - 11/05/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
PA
06/10/1993 - 09/26/1995
CUSTODIAN SECURITIES, INC. (WAYNE PA)
NY
10/30/1987 - 07/31/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/31/1987 - 07/18/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
05/21/1986 - 03/02/1987
GRUNTAL & CO. INCORPORATED
NA
03/27/1985 - 05/01/1986
QUICK & REILLY, INC.
NA
03/23/1984 - 01/03/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 11/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/21/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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