Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maura? Claim Your ProfileMaura Lem is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Maura has been in the industry since 2007. Maura holds the Series 66, Series 7, and SIE licenses. Maura has experience working with individual, business, and institutional clients. Maura's previous employers include Wells Fargo Clearing Services, LLC, A. G. Edwards & Sons, Inc. and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
07/16/2020 - Present
Wells Fargo Advisors Financial Network, LLC (CHESTERFIELD MO)
MO
06/18/2020 - 07/16/2020
WELLS FARGO CLEARING SERVICES, LLC (CHESTERFIELD MO)
MO
02/17/2010 - 12/09/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
01/01/2008 - 02/17/2010
WELLS FARGO ADVISORS, LLC (CHESTERFIELD MO)
MO
03/27/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHESTERFIELD MO)
MO
07/11/2006 - 01/26/2007
EDWARD JONES (CHESTERFIELD MO)
BOTH
Issued 11/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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