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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maura? Claim Your ProfileMaura Jane Lewis is a financial advisor with Morgan Stanley. Maura has over 25 years of experience in the financial services industry and is registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative. Maura holds FINRA Series 7, 9, 10, 63 and SIE licenses and has several years of experience with CITIGROUP GLOBAL MARKETS INC. and UBS FINANCIAL SERVICES INC. Maura's practice specializes in a wide range of financial services, including portfolio management, financial planning, and investment management. Maura's primary office location is in Middleton, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
03/04/2014 - Present
Morgan Stanley (Middleton MA)
MA
02/27/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DANVERS MA)
MA
07/26/1995 - 12/31/2008
UBS FINANCIAL SERVICES INC. (PEABODY MA)
MD
09/21/1994 - 07/05/1995
INNOVA SECURITIES, INC. (SUITLAND MD)
BC
Issued 10/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/18/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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