Unclaimed
Maura Gregg is a financial advisor with MML Investors Services, LLC. Maura has been working in the financial services industry since November 17, 2001 and is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
03/25/2017 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
NY
04/23/2013 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WILLIAMSVILLE NY)
NY
01/27/2015 - 07/08/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NY
02/24/2011 - 01/02/2015
NEW ENGLAND SECURITIES (WILLIAMSVILLE NY)
NY
06/29/2007 - 02/10/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/05/2004 - 05/25/2007
M&T SECURITIES, INC. (CHEEKTOWAGA NY)
NY
11/09/1999 - 09/12/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MD
03/23/1998 - 08/20/1999
M&T SECURITIES, INC. (BALTIMORE MD)
BC
Issued 01/30/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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