Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maura? Claim Your ProfileMaura Mayer is a financial advisor who has been in the industry since 2003. Currently, Maura is registered with Fidelity Brokerage Services LLC and works in the Smithfield, RI office. Maura was previously registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, LPL FINANCIAL LLC, and ROYAL ALLIANCE ASSOCIATES, INC.. Maura Mayer holds the Series 6, Series 7, Series 63 and SIE licenses. Maura Mayer is registered in 53 states and is currently approved to conduct business in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
06/06/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NJ
05/04/2016 - 12/20/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MANASQUAN NJ)
NJ
09/30/2008 - 05/17/2016
LPL FINANCIAL LLC (MANASQUAN NJ)
NJ
11/11/2002 - 10/03/2008
ROYAL ALLIANCE ASSOCIATES, INC. (MANASQUAN NJ)
BC
Issued 06/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/08/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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