Unclaimed
Maura Brown is a financial advisor at Osaic Wealth, Inc. Maura is a registered representative with the state of Alabama and California. Maura has over 30 years of experience in the financial services industry and has been with Osaic Wealth, Inc. since June 2024. Maura provides a variety of financial services, including financial planning, portfolio management, pension consulting, and educational seminars. Maura is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
06/14/2024 - Present
Osaic Wealth, Inc. (Birmingham AL)
AL
09/18/2023 - 06/14/2024
SECURITIES AMERICA, INC. (Birmingham AL)
NJ
06/06/2022 - 01/11/2023
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
AL
02/08/2021 - 06/21/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)
NJ
06/05/2019 - 02/04/2021
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NJ
01/24/2018 - 03/29/2019
PRUCO SECURITIES, LLC. (NEWARK NJ)
CA
03/25/2017 - 01/31/2018
MML INVESTORS SERVICES, LLC (SANTA ROSA CA)
CA
10/21/1988 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SANTA ROSA CA)
CA
10/21/1988 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SANTA ROSA CA)
BC
Issued 02/23/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/20/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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