Unclaimed
Maura Ann McGrath has been in the financial services industry since 1989 and is currently registered with Archer Distributors, LLC. She holds a variety of licenses and registrations, including Series 7, 63, 24, 99TO and SIE. McGrath has a diverse work history and has been employed with several well-known firms in the industry, including Wells Fargo Funds Distributor, LLC, Van Kampen Funds Inc., and Alliance Fund Distributors, Inc. Her experience includes serving as a registered representative and a principal. She is currently licensed to provide securities related services in Maryland, New York, and South Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
02/22/2021 - Present
Archer Distributors, LLC (Laurel MD)
NY
10/21/2009 - 01/28/2020
WELLS FARGO FUNDS DISTRIBUTOR, LLC (NEW YORK NY)
NJ
04/09/1998 - 02/17/2009
VAN KAMPEN FUNDS INC. (JERSEY CITY NJ)
TN
02/19/1991 - 01/22/1998
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
MA
05/22/1986 - 05/09/1990
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 01/05/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/1986
Series 24 - General Securities Principal Examination
BC
Issued 09/27/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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