Unclaimed
Maulin Bharat Magdalia is a registered representative with Mizuho Securities USA LLC. Maulin has been in the financial services industry since January 9, 2016. Previously, Maulin worked at BNP Paribas Securities Corp. Maulin has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/23/2016 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
12/17/2015 - 07/29/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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