Unclaimed
Maud Marie Arend is a financial advisor who is registered in Minnesota with Empower Financial Services, Inc. She has over 10 years of experience in the financial services industry, having previously worked at Waddell & Reed, Voya Financial Advisors, Inc. and Ameriprise Financial Services, Inc. Maud has passed several industry exams, including Series 7, Series 63, Series 65, and SIE. Maud holds her Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
05/02/2018 - Present
Empower Financial Services, Inc. (St Paul MN)
MN
06/25/2015 - 08/01/2016
WADDELL & REED (ST PAUL MN)
MN
08/12/2013 - 12/23/2014
VOYA FINANCIAL ADVISORS, INC. (ST PAUL MN)
MN
11/16/2012 - 07/24/2013
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
IA
Issued 08/04/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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